Filing Details
- Accession Number:
- 0001179110-20-001526
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-12 17:30:21
- Reporting Period:
- 2020-02-10
- Accepted Time:
- 2020-02-12 17:30:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1374310 | Cboe Global Markets Inc. | CBOE | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 205446972 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1493858 | T Edward Tilly | C/O Cboe Global Markets, Inc. 400 South Lasalle Street Chicago IL 60605 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-10 | 31,612 | $0.00 | 159,160 | No | 4 | A | Direct | |
Common Stock | Disposition | 2020-02-10 | 12,790 | $123.69 | 146,370 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-02-11 | 3,366 | $122.93 | 143,004 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-11 | 4,134 | $123.40 | 138,870 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the vesting of the restricted stock unit awards - performance based ("PSU") that were awarded to the Reporting Person on February 19, 2017. The issuance was based on the level of achievement by the Issuer of certain pre-established performance metrics for the performance period January 1, 2017 to December 31, 2019 as certified by the Compensation Committee on February 10, 2020.
- Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of PSUs and the issuance of the underlying shares of the Issuer's common stock.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2019.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.72 to $123.11. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.18 to $123.72. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.