Filing Details
- Accession Number:
- 0001209191-20-008890
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-12 17:22:30
- Reporting Period:
- 2020-02-11
- Accepted Time:
- 2020-02-12 17:22:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1607716 | Vivint Solar Inc. | VSLR | Heating Equipment, Except Electric & Warm Air Furnaces (3433) | 455605880 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1618793 | Chance L. Allred | 1800 West Ashton Blvd Lehi UT 84043 | Chief Sales Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-11 | 68,627 | $1.00 | 273,479 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-11 | 18,183 | $3.45 | 291,662 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-11 | 6,955 | $5.20 | 298,617 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-11 | 25,977 | $10.00 | 272,640 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-11 | 68,627 | $10.00 | 204,013 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-11 | 18,183 | $10.00 | 185,830 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-11 | 6,955 | $10.00 | 178,875 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-11 | 68,627 | $0.00 | 68,627 | $1.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-11 | 18,183 | $0.00 | 18,183 | $3.45 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-11 | 6,955 | $0.00 | 6,955 | $5.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-08-18 | No | 4 | M | Direct | |
| 46,472 | 2027-10-02 | No | 4 | M | Direct | |
| 37,555 | 2028-09-26 | No | 4 | M | Direct |
Footnotes
- The sales reported by Mr. Allred were effected pursuant to a Rule 10b5-1 trading plan.
- One-third of this option vests annually in five equal installments beginning 11/16/13. The remaining two-thirds of the outstanding options vest as follows: (1) one-half will vest if and upon the date that is the sooner of (a) 313 Acquisition LLC receives a return on its invested capital at a pre-established threshold or (b) the Company's aggregate equity market capitalization is equal to or greater than $1 billion on a date no sooner than 240 days after the commencement of this offering, and (2) one-half of the shares vest if and upon the date that 313 Acquisition LLC receives an additional return on its investment at a second pre-established threshold.
- 25% of the shares subject to this award will vest on September 6, 2018, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable
- 25% of the shares subject to this award will vest on September 6, 2019, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable
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