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Filing Details

Accession Number:: 0001104659-20-019350
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-12 17:08:28
Reporting Period:: 2020-02-10

Accepted Time:: 2020-02-12 17:08:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1121702	Yield10 Bioscience Inc.	YTEN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1021412	W Jack Schuler	100 North Field Drive, Suite 360 Suite 360 Lake Forest IL 60045		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-02-10	9,852	$7.91	489,496	No	4	P	Indirect	See footnote
Common Stock	Disposition	2020-02-10	28,256	$7.90	471,093	No	4	S	Indirect	See footnote
Common Stock	Disposition	2020-02-11	42,697	$7.69	428,396	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Footnotes

The reported securities were acquired by the Schuler Family Foundation.
The reported securities consist of the 455,476 shares of common stock owned by the Jack W. Schuler Living Trust, the 21 shares of common stock owned by the Renate Schuler Living Trust, and the 33,999 shares of common stock owned by the Schuler Family Foundation, in each case immediately following reported transaction.
Jack W. Schuler has an indirect pecuniary interest the reported securities through (i) the Jack W. Schuler Living Trust, as its trustee and beneficiary, (ii) the Renate Schuler Living Trust, as the spouse of its trustee and beneficiary, and (iii) the Schuler Family Foundation, as its president.
The reported securities were sold by the Jack W. Schuler Living Trust for tax purposes.
This transaction was executed in multiple trades at prices ranging from $7.655 to $7.985 per share. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The reported securities consist of the 437,072 shares of common stock owned by the Jack W. Schuler Living Trust, the 21 shares of common stock owned by the Renate Schuler Living Trust, and the 33,999 shares of common stock owned by the Schuler Family Foundation, in each case immediately following reported transaction.
The reported securities were sold by the Jack W. Schuler Living Trust for tax purposes. On the same date, each of the Tino Hans Schuler Trust, Tanya Eva Schuler Trust, and Therese Heidi Schuler Trust (collectively, the "Trusts"), which are separate trusts established for Mr. Schuler's three children, separately acquired 10,426 shares of common stock of the Issuer (the "Schuler Children Shares"). Mr. Schuler disclaims any beneficial ownership of the Schuler Children Shares and has no pecuniary interest in any of the Schuler Children Shares. As such, transactions by the Trusts are not subject to Section 16 by Mr. Schuler.
This transaction was executed in multiple trades at prices ranging from $7.50 to $7.84 per share. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The reported securities consist of the 394,375 shares of common stock owned by the Jack W. Schuler Living Trust, the 21 shares of common stock owned by the Renate Schuler Living Trust, and the 33,999 shares of common stock owned by the Schuler Family Foundation, in each case immediately following reported transaction.