Filing Details

Accession Number:
0001590976-20-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-12 16:18:44
Reporting Period:
2020-02-10
Accepted Time:
2020-02-12 16:18:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1590976 Malibu Boats Inc. MBUU Ship & Boat Building & Repairing (3730) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1598728 L. Ritchie Anderson 5075 Kimberly Way
Loudon, TN 37774
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-02-10 4,054 $25.85 35,496 No 4 M Direct
Class A Common Stock Disposition 2020-02-10 7,420 $47.91 28,076 No 4 S Direct
Class A Common Stock Acquisiton 2020-02-11 2,446 $25.85 30,522 No 4 M Direct
Class A Common Stock Acquisiton 2020-02-11 3,125 $42.13 33,647 No 4 M Direct
Class A Common Stock Acquisiton 2020-02-11 1,250 $30.87 34,897 No 4 M Direct
Class A Common Stock Acquisiton 2020-02-11 1,250 $30.87 36,147 No 4 M Direct
Class A Common Stock Disposition 2020-02-11 13,550 $47.36 22,597 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2020-02-10 4,054 $0.00 4,054 $25.85
Class A Common Stock Employee Stock Option (right to buy) Disposition 2020-02-11 2,446 $0.00 2,446 $25.85
Class A Common Stock Employee Stock Option (right to buy) Disposition 2020-02-11 3,125 $0.00 3,125 $42.13
Class A Common Stock Employee Stock Option (right to buy) Disposition 2020-02-11 1,250 $0.00 1,250 $30.87
Class A Common Stock Employee Stock Option (right to buy) Disposition 2020-02-11 1,250 $0.00 1,250 $30.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,446 2023-06-28 No 4 M Direct
13,000 2023-06-28 No 4 M Direct
9,375 2024-08-21 No 4 M Direct
2,500 2023-11-05 No 4 M Direct
0 2019-09-11 2023-11-05 No 4 M Direct
Footnotes
  1. As of the filing date hereof, also includes 1,250 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 to $48.12, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $47.49, inclusive.
  4. The option vests in four equal installments beginning on June 29, 2018. As of the date hereof, an option to purchase 13,000 shares had fully vested and an option for 6,500 of those shares have been fully exercised. The remaining options to purchase 13,000 shares will vest in two equal annual installments beginning on June 29, 2020.
  5. The option vests in four equal installments beginning on August 22, 2019. As of the date hereof, an option to purchase 3,125 shares had fully vested and the remaining options to purchase 9,375 shares will vest in three equal annual installments beginning on August 22, 2020.
  6. The option vests in four equal installments beginning on November 6, 2018. As of the date hereof, an option to purchase 2,500 shares had fully vested and an option for 1,250 of those shares have been fully exercised. The remaining options to purchase 2,500 shares will vest in two equal annual installments beginning on November 6, 2020.
  7. As of date hereof, a performance based option to purchase 1,250 shares had fully vested under options granted on November 6, 2017.