Filing Details
- Accession Number:
- 0000899243-20-004242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-12 16:12:18
- Reporting Period:
- 2019-11-26
- Accepted Time:
- 2020-02-12 16:12:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1793294 | Ppd Inc. | PPD | Services-Commercial Physical & Biological Research (8731) | 453806427 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1801814 | Christopher Fikry | C/O Ppd, Inc. 929 North Front Street Wilmington NC 28401 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Non-Voting Common Stock | Disposition | 2020-02-10 | 6,645 | $0.00 | 0 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2020-02-10 | 6,645 | $0.00 | 6,645 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2020-02-10 | 7,400 | $27.00 | 14,045 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Non-Voting Common Stock | Stock Options (Right to Buy) | Acquisiton | 2019-11-26 | 40,093 | $0.00 | 40,093 | $21.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,093 | 2029-11-26 | No | 4 | A | Direct |
Footnotes
- Upon the completion of the initial public offering of PPD, Inc. (the "Issuer"), all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis.
- Shares were acquired in a directed share program in connection with the Issuer's initial public offering.
- Represents stock options previously granted to the reporting person on November 26, 2019. These stock options were already reflected on the reporting person's previously filed Form 3.
- Represents 29,032 stock options which are unvested and will vest in equal annual installments on November 26, 2020, November 26, 2021, November 26, 2022, November 26, 2023 and November 26, 2024 and 11,061 unvested stock options which are eligible to vest upon the achievement of certain return on capital or rate of return conditions three years after the initial public offering of the Issuer or earlier, upon certain sales by significant stockholders. Does not include an additional 29,032 stock options with an exercise price of $21.70 which are eligible to vest upon the achievement of certain EBITDA-based vesting conditions for fiscal years 2020-2024.