Filing Details
- Accession Number:
- 0001726123-20-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-12 13:14:36
- Reporting Period:
- 2020-02-11
- Accepted Time:
- 2020-02-12 13:14:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1726123 | J David Demas | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-11 | 1,000 | $22.45 | 1,200 | No | 4 | P | Indirect | Vanguard fbo David J. Demas IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Vanguard fbo David J. Demas IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 57,934 | Direct | |
Common Stock | 3,000 | Direct | |
Depositary Shares | 2,000 | Direct | |
Common Stock | 8,000 | Indirect | Vanguard fbo Shannon L Hungerford IRA |
Depositary Shares | 1,000 | Indirect | Vanguard fbo Shannon L Hungerford IRA |
Footnotes
- This number includes 500 shares of the Company's stock that was included in the Reporting Person's Form 3 filed on January 1, 2018 but inadvertently not included in the Reporting Person's Form 4 filed on May 25, 2018. Each of the Form 4s filed after May 25, 2018, for this Reporting Person inadvertently under reported 500 shares of the Company's stock.
- Shares held jointly by the Reporting Person and his spouse.
- Shannon L. Hungerford is the Reporting Person's spouse.