Filing Details

Accession Number:
0000098362-20-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-11 18:11:50
Reporting Period:
2020-02-10
Accepted Time:
2020-02-11 18:11:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
98362 Timken Co TKR Ball & Roller Bearings (3562) 340577130
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1507947 G Richard Kyle 4500 Mt. Pleasant St. Nw
North Canton OH 44720
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-10 3,800 $27.75 173,990 No 4 M Direct
Common Stock Disposition 2020-02-10 555 $53.30 173,435 No 4 F Direct
Common Stock Disposition 2020-02-10 3,245 $52.97 170,190 No 4 S Direct
Common Stock Acquisiton 2020-02-10 5,800 $40.56 175,990 No 4 M Direct
Common Stock Disposition 2020-02-10 386 $53.30 175,604 No 4 F Direct
Common Stock Disposition 2020-02-10 5,414 $52.96 170,190 No 4 S Direct
Common Stock Acquisiton 2020-02-10 21,200 $37.31 191,390 No 4 M Direct
Common Stock Disposition 2020-02-10 1,767 $53.30 189,623 No 4 F Direct
Common Stock Disposition 2020-02-10 19,433 $52.96 170,190 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Share Unit Acquisiton 2020-02-10 33,350 $0.00 33,350 $0.00
Common Stock Restricted Share Unit Acquisiton 2020-02-10 50,025 $0.00 50,025 $0.00
Common Stock Employee Stock Option (right to buy) Disposition 2020-02-10 3,800 $0.00 3,800 $27.75
Common Stock Employee stock option - right to buy Disposition 2020-02-10 5,800 $0.00 5,800 $40.56
Common Stock Employee Stock Option (right to buy) Disposition 2020-02-10 21,200 $0.00 21,200 $37.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,350 2024-02-10 No 4 A Direct
50,025 2022-12-31 No 4 A Direct
180,000 2017-02-11 2026-02-11 No 4 M Direct
25,000 2014-02-07 2023-02-07 No 4 M Direct
5,000 2013-02-09 2022-02-09 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $52.87 to $53.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $52.87 to $53.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $52.85 to $53.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. Grant of 33,350 time-based restricted share units that vest 25% per year.
  5. Grant of 50,025 performance-based restricted share units subject to certain performance criteria between January 1, 2020 and December 31, 2022.
  6. 3,800 stock options from 02/11/16 grant of 183,800 stock options (previously reported on Form 4) that vested in 25% increments per year from the date of grant.
  7. 5,800 stock options from 02/07/13 grant of 30,800 stock options (previously reported on Form 4) that vested in 25% increments per year from the date of grant.
  8. 21,200 stock options from 02/09/12 grant of 26,200 stock options (previously reported on Form 4) that vested in 25% increments per year from the date of grant.