Filing Details
- Accession Number:
- 0000921895-20-000360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-11 18:03:09
- Reporting Period:
- 2020-02-07
- Accepted Time:
- 2020-02-11 18:03:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1112920 | Globalscape Inc | GSB | Services-Prepackaged Software (7372) | 742785449 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1772126 | Christopher David Mello | 4500 Lockhill Selma Ste 150 San Antonio TX 78249 | Evp Of Technical Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-07 | 49,995 | $3.97 | 75,034 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-07 | 24,811 | $4.06 | 99,845 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-07 | 187 | $4.06 | 100,032 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-07 | 74,993 | $10.01 | 25,039 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-02-07 | 49,995 | $0.00 | 49,995 | $3.97 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-07 | 24,811 | $0.00 | 24,811 | $4.06 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-02-07 | 187 | $0.00 | 187 | $4.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,005 | 2027-09-18 | No | 4 | M | Direct | |
| 25,193 | 2028-10-10 | No | 4 | M | Direct | |
| 24,809 | 2028-10-10 | No | 4 | M | Direct |
Footnotes
- The shares underlying the option vest in 1/3 increments over a three year period, commencing on the first anniversary of the grant date, September 18, 2017.
- The shares underlying the option vest in 1/3 increments over a three year period, commencing on the first anniversary of the grant date, October 10, 2018.
Billionaire Hedge Funds
