Filing Details
- Accession Number:
- 0001567619-20-002723
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-11 15:53:30
- Reporting Period:
- 2020-02-07
- Accepted Time:
- 2020-02-11 15:53:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 867665 | Abraxas Petroleum Corp | AXAS | Crude Petroleum & Natural Gas (1311) | 742584033 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1714742 | A Tod Clarke | 18803 Meisner Drive San Antonio TX 78258 | Vice President - Land | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common Stock | Acquisiton | 2020-02-07 | 35,380 | $0.28 | 73,928 | No | 4 | P | Indirect | 401-K |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | 401-K |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Abraxas Petroleum Common Stock | 145,734 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common Stock | Performance-based Restricted Stock Unit | $2.19 | 2021-04-02 | 2021-04-02 | 27,397 | 27,397 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $3.15 | 2015-03-11 | 2024-03-11 | 18,000 | 18,000 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Options | $0.97 | 2017-03-15 | 2026-03-17 | 64,000 | 64,000 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $3.74 | 2013-03-08 | 2022-03-08 | 5,000 | 5,000 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $4.72 | 2012-03-15 | 2021-03-15 | 10,000 | 10,000 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $2.09 | 2011-03-16 | 2020-03-16 | 13,300 | 13,300 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $2.39 | 2014-05-14 | 2023-05-14 | 17,300 | 17,300 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $3.55 | 2012-08-09 | 2021-08-09 | 25,000 | 25,000 | Direct |
| Abraxas Petroleum Common Stock | Performance-based Restricted Stock Unit | $1.34 | 2023-04-01 | 2023-04-01 | 46,642 | 46,642 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-04-02 | 27,397 | 27,397 | Direct |
| 2024-03-11 | 18,000 | 18,000 | Direct |
| 2026-03-17 | 64,000 | 64,000 | Direct |
| 2022-03-08 | 5,000 | 5,000 | Direct |
| 2021-03-15 | 10,000 | 10,000 | Direct |
| 2020-03-16 | 13,300 | 13,300 | Direct |
| 2023-05-14 | 17,300 | 17,300 | Direct |
| 2021-08-09 | 25,000 | 25,000 | Direct |
| 2023-04-01 | 46,642 | 46,642 | Direct |
Footnotes
- Employer Safe Harbor match to 401-K for the year ended December 31, 2019.
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