Filing Details
- Accession Number:
- 0001127602-20-004845
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-11 15:28:39
- Reporting Period:
- 2020-02-10
- Accepted Time:
- 2020-02-11 15:28:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346254 | Greg Creed | 1441 Gardiner Lane Louisville KY 402143 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-10 | 81,670 | $45.88 | 194,619 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-10 | 36,557 | $102.50 | 158,062 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2020-02-10 | 45,113 | $102.35 | 112,949 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2020-02-10 | 81,670 | $0.00 | 81,670 | $45.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-08 | 2021-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 163,279 | Indirect | Limited Liability Company |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $102.08 to $102.84. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Vesting occurs on a quarterly basis beginning one year from grant date.
Billionaire Hedge Funds
