Filing Details
- Accession Number:
- 0001209191-20-008134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-10 19:58:17
- Reporting Period:
- 2020-02-06
- Accepted Time:
- 2020-02-10 19:58:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216448 | Patrick Harshman | 4300 North First Street San Jose CA 95134 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-06 | 59,009 | $5.78 | 977,230 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-06 | 52,821 | $7.02 | 924,409 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option/Right to buy | Disposition | 2020-02-06 | 59,009 | $5.78 | 59,009 | $5.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 270,991 | 2014-02-15 | 2020-03-15 | No | 4 | M | Direct |
Footnotes
- Shares sold to cover exercise price and taxes in connection with exercise of stock option expiring on March 15, 2020.
- This amount incorporates a correction by reducing the total beneficially owned amount by 1,000 shares that had erroneously been included in the Form 4 filed on behalf of the reporting person on August 8, 2019. All Form 4s filed on behalf of the reporting person subsequent to August 8, 2019 included this additional amount.
Billionaire Hedge Funds
