Filing Details
- Accession Number:
- 0000895345-20-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-10 19:49:31
- Reporting Period:
- 2020-02-06
- Accepted Time:
- 2020-02-10 19:49:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604643 | Evoqua Water Technologies Corp. | AQUA | Refrigeration & Service Industry Machinery (3580) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1720147 | Rodney Aulick | Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222 | Executive Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-06 | 32,615 | $4.64 | 114,910 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-06 | 32,615 | $24.74 | 82,295 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-02-07 | 1,200 | $4.64 | 83,495 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-07 | 1,200 | $24.53 | 82,295 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-02-10 | 991 | $4.64 | 83,286 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-10 | 991 | $24.52 | 82,295 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-06 | 32,615 | $0.00 | 32,615 | $4.64 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-07 | 1,200 | $0.00 | 1,200 | $4.64 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-10 | 991 | $0.00 | 991 | $4.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 246,526 | 2024-03-06 | No | 4 | M | Direct | |
| 245,326 | 2024-03-06 | No | 4 | M | Direct | |
| 244,335 | 2024-03-06 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019.
- This amount includes 11,839 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $25.23, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.60, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.54, inclusive.
- This option is fully vested.
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