Filing Details
- Accession Number:
- 0001567619-20-002596
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-10 17:35:41
- Reporting Period:
- 2020-02-07
- Accepted Time:
- 2020-02-10 17:35:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495222 | Oxford Lane Capital Corp. | OXLC | () | 272859071 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507975 | S. David Shin | 8 Sound Shore Drive Suite 255 Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-07 | 3,000 | $9.32 | 5,728 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Includes 728 shares acquired under the issuer's dividend reinvestment plan since the filing of Mr. Shin's previous beneficial ownership report on Form 4 on February 28, 2018.
Billionaire Hedge Funds
