Filing Details
- Accession Number:
- 0000895345-20-000111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-10 17:35:32
- Reporting Period:
- 2020-02-07
- Accepted Time:
- 2020-02-10 17:35:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604643 | Evoqua Water Technologies Corp. | AQUA | Refrigeration & Service Industry Machinery (3580) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1720191 | Anthony Webster | Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222 | Executive Vice President, Chro | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-07 | 50,000 | $6.49 | 121,922 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-07 | 50,000 | $24.22 | 71,922 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-07 | 50,000 | $0.00 | 50,000 | $6.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 254,361 | 2026-03-03 | No | 4 | M | Direct |
Footnotes
- This amount includes 7,400 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.12 to $24.235, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This option is vested with respect to 218,770 underlying shares (including the 50,000 shares underlying the portion of the stock option being exercised) and will vest with respect to the remaining 85,591 underlying shares on March 1, 2020.
Billionaire Hedge Funds
