Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0000073124-20-000040)

Filing Details

Accession Number:: 0000073124-20-000040
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-10 17:06:29
Reporting Period:: 2020-02-06

Accepted Time:: 2020-02-10 17:06:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
73124	Northern Trust Corp	NTRS	State Commercial Banks (6022)	362723087

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1705976	Teresa Parker	50 South La Salle St Chicago IL 60603	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-02-06	1,057	$58.25	38,865	No	4	M	Direct
Common Stock	Disposition	2020-02-06	1,057	$102.84	37,808	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right-to-buy)	Disposition	2020-02-06	1,057	$0.00	1,057	$58.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,916		2026-02-16	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	9,242	Indirect	401(k) as of 12-31-19

Footnotes

Includes 23,523 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
This option becomes exercisable in four equal annual installments beginning 2/16/2017.