Filing Details
- Accession Number:
- 0001638599-20-000143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-10 11:53:09
- Reporting Period:
- 2020-02-07
- Accepted Time:
- 2020-02-10 11:53:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1263762 | Select Bancorp Inc. | SLCT | State Commercial Banks (6022) | 200218264 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1542732 | Jr Richard David Tobin | 700 W Cumberland St Dunn NC 28334 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-07 | 1,000 | $6.30 | 1,050 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-07 | 1,000 | $11.61 | 50 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-02-07 | 1,000 | $0.00 | 1,000 | $6.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-02-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 650 | Indirect | IRA account |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase common stock | $10.15 | 2027-01-24 | 2,700 | 2,700 | Direct | |
| Common Stock | Options to purchase common stock | $11.84 | 2029-01-22 | 7,500 | 7,500 | Direct | |
| Common Stock | Options to Purchase Common Stock | $11.84 | 2030-01-21 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-01-24 | 2,700 | 2,700 | Direct |
| 2029-01-22 | 7,500 | 7,500 | Direct |
| 2030-01-21 | 5,000 | 5,000 | Direct |
Footnotes
- These stock options are fully vested.
- The option vests in five equal annual installments beginning on January 24, 2018, subject to holder's continued employment.
- The option vests in five equal annual installments beginning on January 22, 2020, subject to holder's continued employment.
- The option vests in five equal annual installments beginning on January 21, 2021, subject to holder's continued employment
Billionaire Hedge Funds
