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Filing Details

Accession Number:: 0001209191-20-007584
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-07 17:29:12
Reporting Period:: 2020-02-06

Accepted Time:: 2020-02-07 17:29:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1348036	Avalara Inc.	AVLR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1235461	Lee Alesia Pinney	255 South King St. Suite 1800 Seattle WA 98104	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-02-06	3,552	$12.34	27,264	No	4	M	Direct
Common Stock	Acquisiton	2020-02-06	3,556	$13.84	30,820	No	4	M	Direct
Common Stock	Acquisiton	2020-02-06	2,794	$16.60	33,614	No	4	M	Direct
Common Stock	Acquisiton	2020-02-06	6,017	$39.76	39,631	No	4	M	Direct
Common Stock	Disposition	2020-02-06	7,004	$88.58	32,627	No	4	S	Direct
Common Stock	Disposition	2020-02-06	8,915	$89.21	23,712	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2020-02-06	3,552	$0.00	3,552	$12.34
Common Stock	Stock Option (right to buy)	Disposition	2020-02-06	3,556	$0.00	3,556	$13.84
Common Stock	Stock Option (right to buy)	Disposition	2020-02-06	2,794	$0.00	2,794	$16.60
Common Stock	Stock Option (right to buy)	Disposition	2020-02-06	6,017	$0.00	6,017	$39.76

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,553	2026-06-16	No	4	M	Direct
13,040	2027-02-09	No	4	M	Direct
21,428	2028-01-23	No	4	M	Direct
16,205	2029-01-28	No	4	M	Direct

Footnotes

Includes 304 shares purchased under the Avalara, Inc. 2018 Employee Stock Purchase Plan on January 31, 2020.
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2019.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.90 to $88.88, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.95 to $89.76, inclusive.
The option vested and became exercisable as to 25% of the total shares on May 5, 2017, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on May 5, 2020.
The option vested and became exercisable as to 25% of the total shares on January 1, 2018, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021.
The option vested and became exercisable as to 25% of the total shares on January 1, 2019, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
The option vested and became exercisable as to 25% of the total shares on January 1, 2020, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023.