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Home > Insider Trading > Filing (0001594628-20-000004)

Filing Details

Accession Number:: 0001594628-20-000004
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2020-02-07 16:13:43
Reporting Period:: 2019-12-31

Accepted Time:: 2020-02-07 16:13:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
791963	Oppenheimer Holdings Inc	OPY	Security Brokers, Dealers & Flotation Companies (6211)	980080034

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1594628	S Robert Lowenthal	85 Broad Street New York NY 10004		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Non-Voting Common Stock	Acquisiton	2019-02-28	14	$28.22	3,673	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2019-05-24	16	$25.93	3,689	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2019-08-26	17	$27.16	3,705	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2019-11-22	16	$27.83	3,721	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan

Footnotes

The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.