Filing Details
- Accession Number:
- 0001127602-20-004194
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-07 11:19:01
- Reporting Period:
- 2020-02-06
- Accepted Time:
- 2020-02-07 11:19:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000697 | Waters Corp | WAT | Laboratory Analytical Instruments (3826) | 133668640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1735131 | Francis Kim | 34 Maple Street Milford MA 01757 | Svp Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-06 | 912 | $139.51 | 2,668 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-06 | 912 | $220.15 | 1,756 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-02-06 | 1,472 | $154.33 | 3,228 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-06 | 1,472 | $220.13 | 1,756 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-02-06 | 1,827 | $208.47 | 3,583 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-06 | 1,827 | $220.01 | 1,756 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-02-06 | 2,277 | $189.54 | 4,033 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-06 | 2,277 | $220.03 | 1,756 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-06 | 912 | $0.00 | 912 | $139.51 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-06 | 1,472 | $0.00 | 1,472 | $154.33 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-06 | 1,827 | $0.00 | 1,827 | $208.47 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-06 | 2,277 | $0.00 | 2,277 | $189.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,826 | 2017-12-09 | 2026-12-09 | No | 4 | M | Direct |
| 4,415 | 2018-02-17 | 2027-02-17 | No | 4 | M | Direct |
| 7,312 | 2019-02-23 | 2028-02-23 | No | 4 | M | Direct |
| 9,108 | 2019-12-10 | 2028-12-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 419 | Indirect | By ESPP |
Billionaire Hedge Funds
