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Filing Details

Accession Number:: 0001091667-20-000031
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-06 16:50:16
Reporting Period:: 2020-02-04

Accepted Time:: 2020-02-06 16:50:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1091667	Charter Communications Inc.	CHTR	Cable & Other Pay Television Services (4841)	841496755

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1504089	L Christopher Winfrey	C/O Charter Communications, Inc. 400 Atlantic Street Stamford CT 06901	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-02-04	81,378	$36.17	91,156	No	4	M	Direct
Class A Common Stock	Disposition	2020-02-04	21,352	$528.64	69,804	No	4	F	Direct
Class A Common Stock	Disposition	2020-02-04	21,346	$528.85	48,458	No	4	F	Direct
Class A Common Stock	Disposition	2020-02-04	19,337	$523.77	29,121	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Options	Disposition	2020-02-04	81,378	$0.00	81,378	$36.17
Class A Common Stock	Stock Options	Disposition	2020-01-28	99,461	$0.00	99,461	$221.25
Class A Common Stock	Stock Options	Acquisiton	2020-01-28	99,461	$0.00	99,461	$221.25
Class A Common Stock	Stock Options	Disposition	2020-01-28	24,064	$0.00	24,064	$150.88
Class A Common Stock	Stock Options	Acquisiton	2020-01-28	24,064	$0.00	24,064	$150.88

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-11-01	2020-11-01	No	4	M	Direct
397,848		2026-06-17	No	5	J	Direct
99,461		2026-06-17	No	5	J	Indirect
0		2026-01-15	No	5	J	Direct
24,064	2019-01-15	2026-01-15	No	5	J	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	27,126	Indirect	Shares held by Atalaya Management, LLC
Class A Common Stock	34,908	Indirect	Shares held by Winfrey Dynasty Trust
Class A Common Stock	34,909	Indirect	Shares held by Yeniley L Winfrey Irrevocable Trust
Class A Common Stock	945	Indirect	Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001

Footnotes

Pursuant to a 10b5-1 plan entered into in 2019 to address ten-year options to expire in 2020, the reporting person exercised 81,378 stock options granted in 2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan.
Withholding of securities for the purpose of paying the exercise price and paying taxes from the transactions pursuant to the 10b5-1 plan reported in footnote #1.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions pursuant to the 10b5-1 plan reported in footnote #1 at prices ranging from $519.85 to $528.31, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
On January 28, 2020 the reporting person transferred 99,461 stock options to the Christopher L. Winfrey 2019 GRAT I.
Stock options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2019.
On January 28, 2020, the reporting person transferred 24,064 stock options to the Christopher L. Winfrey 2019 GRAT I.