Filing Details
- Accession Number:
- 0001799551-20-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-06 16:17:15
- Reporting Period:
- 2020-02-05
- Accepted Time:
- 2020-02-06 16:17:15
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1669910 | Thomas Kevin Ryan | C/O Keycorp 127 Public Square Cleveland OH 44114 | Chief Risk Review Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2020-02-05 | 6,419 | $7.98 | 86,483 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2020-02-05 | 2,577 | $19.88 | 83,906 | No | 4 | F | Direct | |
| Common Shares | Acquisiton | 2020-02-05 | 768 | $8.42 | 84,674 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2020-02-05 | 768 | $19.88 | 83,906 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | Disposition | 2020-02-05 | 6,419 | $0.00 | 6,419 | $7.98 |
| Common Shares | Option to Buy | Disposition | 2020-02-05 | 768 | $0.00 | 768 | $8.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,000 | 2022-03-02 | No | 4 | M | Direct | |
| 0 | 2020-07-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 13,336 | Indirect | 401(k) Plan |
Footnotes
- Reported as of February 5, 2020.
- This option vested in four equal annual installments ending on March 2, 2016.
- This option vested in three equal annual installments ending on July 27, 2013.
Billionaire Hedge Funds
