Filing Details
- Accession Number:
- 0001562180-20-000915
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-06 12:50:19
- Reporting Period:
- 2020-02-05
- Accepted Time:
- 2020-02-06 12:50:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1378946 | People's United Financial Inc. | PBCT | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1740061 | F Mark Herron | C/O People'S United Bank, N.a. 850 Main Street Bridgeport CT 06604 | Executive Vice President | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-05 | 10,128 | $15.29 | 31,379 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-02-05 | 10,128 | $16.22 | 21,251 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Option to Buy | Disposition | 2020-02-05 | 10,128 | $0.00 | 10,128 | $15.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2026-05-19 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $16.22 to $16.225. The reported price reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Includes 580 shares owned indirectly through People's United Financial, Inc. Employee Stock Ownership Plan (including 6 shares acquired through dividend reinvestment). Information is based on 12/31/19 Plan statement.
- Exercisable in annual increments on 3/1/2017 (33 1/3%); 3/1/2018 (33 1/3%); and 3/1/2019 (33 1/3%).