Filing Details
- Accession Number:
- 0001584518-20-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-05 21:48:07
- Reporting Period:
- 2020-02-03
- Accepted Time:
- 2020-02-05 21:48:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1318605 | Tesla Inc. | TSLA | Motor Vehicles & Passenger Car Bodies (3711) | 912197729 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1584518 | M Jerome Guillen | C/O Tesla, Inc. 3500 Deer Creek Road Palo Alto CA 94304 | President, Automotive | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-03 | 1,500 | $712.72 | 10,736 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-02-03 | 100 | $674.55 | 10,636 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-03 | 100 | $684.46 | 10,536 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-03 | 100 | $694.75 | 10,436 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-03 | 100 | $701.03 | 10,336 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-03 | 100 | $711.13 | 10,236 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-03 | 100 | $712.99 | 10,136 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-03 | 100 | $716.03 | 10,036 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-03 | 100 | $717.05 | 9,936 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-03 | 200 | $721.85 | 9,736 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-03 | 100 | $722.77 | 9,636 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-03 | 200 | $726.95 | 9,436 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-03 | 200 | $729.25 | 9,236 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-03 | 1,500 | $0.00 | 1,500 | $139.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,750 | 2024-01-13 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2019.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $721.54 to 722.15, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $726.87 to $727.03, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $729.13 to $729.37, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 1/4th of the shares subject to the option vested and became exercisable on each of October 6, 2015, May 15, 2017, and July 30, 2017, and the remainder of the shares subject to the option shall become vested and exercisable upon achievement of a certain performance milestone specified in the option agreement.