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Filing Details

Accession Number:: 0001595585-20-000011
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-05 21:31:34
Reporting Period:: 2020-02-03

Accepted Time:: 2020-02-05 21:31:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1595585	Tricida Inc.	TCDA	Pharmaceutical Preparations (2834)	463372526

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1748808	Parsell Dawn Otto	7000 Shoreline Court, Suite 201 South San Francisco CA 94080	Sr Vp, Clinical Development	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-02-03	210	$1.68	465	No	4	M	Direct
Common Stock	Disposition	2020-02-03	210	$35.58	255	No	4	S	Direct
Common Stock	Acquisiton	2020-02-03	2,994	$1.68	3,249	No	4	M	Direct
Common Stock	Disposition	2020-02-03	258	$35.58	2,991	No	4	S	Direct
Common Stock	Disposition	2020-02-03	2,336	$36.74	655	No	4	S	Direct
Common Stock	Disposition	2020-02-03	400	$37.51	255	No	4	S	Direct
Common Stock	Acquisiton	2020-02-03	523	$2.39	778	No	4	M	Direct
Common Stock	Disposition	2020-02-03	523	$37.31	255	No	4	S	Direct
Common Stock	Acquisiton	2020-02-03	523	$7.49	778	No	4	M	Direct
Common Stock	Disposition	2020-02-03	523	$37.62	255	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-02-03	210	$0.00	210	$1.68
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-02-03	2,994	$0.00	2,994	$1.68
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-02-03	523	$0.00	523	$2.39
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-02-03	523	$0.00	523	$7.49

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,050	2026-09-26	No	4	M	Direct
11,806	2026-11-02	No	4	M	Direct
18,321	2027-09-13	No	4	M	Direct
24,602	2028-03-14	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.10 to $36.01, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), (3), (4), (5) and (6) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.22 to $37.18, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.31 to $37.72, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.18 to $37.43, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.43 to $37.70, inclusive.
This option vested 25% on June 8, 2017, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.
This option vested 25% on October 1, 2017, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.
This option vests 25% on September 1, 2018, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.
This option vests 25% on March 15, 2019, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.