Filing Details
- Accession Number:
- 0001209191-20-007067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-05 20:32:02
- Reporting Period:
- 2020-02-03
- Accepted Time:
- 2020-02-05 20:32:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340652 | Chemocentryx Inc. | CCXI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226064 | M Susan Kanaya | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | Evp, Cfo And Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-03 | 3,837 | $14.31 | 98,017 | No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| Common Stock | Disposition | 2020-02-03 | 3,837 | $44.91 | 94,180 | No | 4 | S | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| Common Stock | Acquisiton | 2020-02-04 | 99,617 | $14.31 | 193,797 | No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| Common Stock | Disposition | 2020-02-04 | 99,617 | $45.10 | 94,180 | No | 4 | S | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| No | 4 | S | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| No | 4 | S | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-03 | 3,837 | $0.00 | 3,837 | $14.31 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-04 | 99,617 | $0.00 | 99,617 | $14.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 99,617 | 2022-07-24 | No | 4 | M | Direct | |
| 0 | 2022-07-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 91,317 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $44.90 to $44.94 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $44.90 to $45.59 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- As of February 3, 2020, and prior to this transaction, the exercised options were fully vested.
- Not applicable.
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