Filing Details

Accession Number:
0001437749-20-001827
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-05 19:32:55
Reporting Period:
2020-02-03
Accepted Time:
2020-02-05 19:32:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1421517 Energy Recovery Inc. ERII Special Industry Machinery, Nec (3559) 010616867
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1668423 Emily Smith C/O Energy Recovery
1717 Doolittle Drive
San Leandro CA 94577
Svp, Corp Dev And Ops No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-02-03 1,848 $10.26 63,495 No 4 F Direct
Common Stock Disposition 2020-02-04 1,387 $10.41 62,108 No 4 F Direct
Common Stock Disposition 2020-02-04 2,675 $10.41 59,433 No 4 S Direct
Common Stock Disposition 2020-02-05 709 $9.48 58,724 No 4 F Direct
Common Stock Disposition 2020-02-05 4,684 $10.55 54,040 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 S Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).
  2. Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
  3. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019.
  4. Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
  5. Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
  6. This figure is the weighted average sales price of multiple transactions. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.