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Filing Details

Accession Number:: 0000895345-20-000071
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-05 19:22:59
Reporting Period:: 2020-02-03

Accepted Time:: 2020-02-05 19:22:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758730	Tradeweb Markets Inc.	TW	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1771197	Scott Zucker	Tradeweb Markets Inc. 1177 Avenue Of The Americas New York NY 10036	Chief Admin. And Risk Officer	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2020-02-03	10,553	$46.18	37,741	No	4	F	Direct
Class A Common Stock	Acquisiton	2020-02-03	765	$0.00	38,506	No	4	A	Direct
Class A Common Stock	Acquisiton	2020-02-03	10,000	$20.59	48,506	No	4	M	Direct
Class A Common Stock	Disposition	2020-02-03	8,517	$46.32	39,989	No	4	S	Direct
Class A Common Stock	Disposition	2020-02-03	1,483	$46.93	38,506	No	4	S	Direct
Class A Common Stock	Disposition	2020-02-04	11,639	$46.74	26,867	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2020-02-03	10,000	$0.00	10,000	$20.59

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
136,062		2028-10-26	No	4	M	Direct

Footnotes

Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.
Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.86 to $46.84, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6 and 7 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.87 to $47.02, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.11 to $47.08, inclusive.
This option is fully vested and exercisable as of the date hereof.