Filing Details
- Accession Number:
- 0001209191-20-007023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-05 18:02:51
- Reporting Period:
- 2020-02-04
- Accepted Time:
- 2020-02-05 18:02:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403475 | Bank Of Marin Bancorp | BMRC | State Commercial Banks (6022) | 208859754 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403538 | Peter Pelham | 504 Redwood Boulevard, Suite 100 Novato CA 94947 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-04 | 5,300 | $19.09 | 17,291 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-04 | 5,300 | $44.86 | 11,991 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | Disposition | 2020-02-04 | 5,300 | $19.09 | 5,300 | $19.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-04-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 558 | Indirect | As custodian for grandson under CAUTMA |
| Common Stock | 550 | Indirect | As Custodian for Grandson under CAUTMA |
| Common Stock | 11,906 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | $19.68 | 2023-04-01 | 3,200 | 3,200 | Direct | |
| Common Stock | Stock Options (Right to Buy) | $22.94 | 2024-04-01 | 3,100 | 3,100 | Direct | |
| Common Stock | Stock Options (Right to buy) | $25.38 | 2025-03-02 | 5,200 | 5,200 | Direct | |
| Common Stock | Stock Options (Right to buy) | $24.83 | 2026-03-01 | 5,280 | 5,280 | Direct | |
| Common Stock | Stock Options (Right to buy) | $34.80 | 2027-03-01 | 3,520 | 3,520 | Direct | |
| Common Stock | Stock Options (Right to buy) | $33.58 | 2028-03-01 | 3,920 | 3,920 | Direct | |
| Common Stock | Stock Options (Right to buy) | $33.58 | 2028-03-01 | 1,900 | 1,900 | Direct | |
| Common Stock | Stock Options (Right to Buy) | $44.45 | 2029-03-01 | 3,410 | 3,410 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-04-01 | 3,200 | 3,200 | Direct |
| 2024-04-01 | 3,100 | 3,100 | Direct |
| 2025-03-02 | 5,200 | 5,200 | Direct |
| 2026-03-01 | 5,280 | 5,280 | Direct |
| 2027-03-01 | 3,520 | 3,520 | Direct |
| 2028-03-01 | 3,920 | 3,920 | Direct |
| 2028-03-01 | 1,900 | 1,900 | Direct |
| 2029-03-01 | 3,410 | 3,410 | Direct |
Footnotes
- Reflects recent allocations of stock under Bank of Marin Bancorp ESOP.
- Exercisable 20% per year beginning on first anniversary date of grant
- Exercisable 33% per year beginning on first anniversary date of grant
- Exercisable 33% immediately, then 33% per year on first anniversary date of grant.
Billionaire Hedge Funds
