Filing Details
- Accession Number:
- 0000899243-20-003363
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-05 17:58:39
- Reporting Period:
- 2020-02-03
- Accepted Time:
- 2020-02-05 17:58:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1701541 | Black Diamond Therapeutics Inc. | BDTX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1619841 | M. Rajeev Shah | C/O Ra Capital Management, L.p. 200 Berkeley Street, 18Th Floor Boston MA 02116 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-03 | 956,723 | $0.00 | 956,723 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2020-02-03 | 163,353 | $0.00 | 163,353 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2020-02-03 | 186,749 | $0.00 | 186,749 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2020-02-03 | 181,783 | $0.00 | 1,138,506 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2020-02-03 | 70,770 | $0.00 | 234,123 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2020-02-03 | 30,526 | $0.00 | 217,275 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2020-02-03 | 785,658 | $19.00 | 1,924,164 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2020-02-03 | 77,803 | $19.00 | 311,926 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2020-02-03 | 136,539 | $19.00 | 353,814 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2020-02-03 | 2,885,295 | $0.00 | 956,723 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2020-02-03 | 492,643 | $0.00 | 163,353 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2020-02-03 | 563,204 | $0.00 | 186,749 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2020-02-03 | 548,224 | $0.00 | 181,783 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2020-02-03 | 213,429 | $0.00 | 70,770 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2020-02-03 | 92,063 | $0.00 | 30,526 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Upon the closing of the Issuer's initial public offering, all shares of Series B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-3.01581 basis. The Series B Preferred Stock had no expiration date.
- Shares held by RA Capital Healthcare Fund, L.P. (the "Fund"). RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Mr. Shah is a managing member. Mr. Shah disclaims beneficial ownership of the reported securities held by the Fund except to the extent of his pecuniary interest therein.
- Upon the closing of the Issuer's initial public offering, all shares of Series C Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-3.01581 basis. The Series C Preferred Stock had no expiration date.
- Shares held by RA Capital Nexus Fund, L.P. (the "Nexus Fund"). The Adviser is the investment manager for the Nexus Fund. The general partner of the Adviser is the Adviser GP, of which Mr. Shah is a managing member. Mr. Shah disclaims beneficial ownership of the reported securities held by the Nexus Fund except to the extent of his pecuniary interest therein.
- Shares held in an account owned by a separately managed account (the "Account"). The Adviser is the investment manager for the Account. The general partner of the Adviser is the Adviser GP, of which Mr. Shah is a managing member. Mr. Shah has no pecuniary interest in the reported securities held in the Account and therefore disclaims beneficial ownership of those securities.
- On February 3, 2020, the Fund purchased 785,658 shares of Common Stock of the Issuer at a price of $19.00 per share pursuant to an underwritten public offering.
- On February 3, 2020, the Nexus Fund purchased 77,803 shares of Common Stock of the Issuer at a price of $19.00 per share pursuant to an underwritten public offering.
- On February 3, 2020, the Account purchased 136,539 shares of Common Stock of the Issuer at a price of $19.00 per share pursuant to an underwritten public offering.