Filing Details

Accession Number:
0000899243-20-003363
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-05 17:58:39
Reporting Period:
2020-02-03
Accepted Time:
2020-02-05 17:58:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1701541 Black Diamond Therapeutics Inc. BDTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1619841 M. Rajeev Shah C/O Ra Capital Management, L.p.
200 Berkeley Street, 18Th Floor
Boston MA 02116
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-03 956,723 $0.00 956,723 No 4 C Indirect See footnote
Common Stock Acquisiton 2020-02-03 163,353 $0.00 163,353 No 4 C Indirect See footnote
Common Stock Acquisiton 2020-02-03 186,749 $0.00 186,749 No 4 C Indirect See footnote
Common Stock Acquisiton 2020-02-03 181,783 $0.00 1,138,506 No 4 C Indirect See footnote
Common Stock Acquisiton 2020-02-03 70,770 $0.00 234,123 No 4 C Indirect See footnote
Common Stock Acquisiton 2020-02-03 30,526 $0.00 217,275 No 4 C Indirect See footnote
Common Stock Acquisiton 2020-02-03 785,658 $19.00 1,924,164 No 4 P Indirect See footnote
Common Stock Acquisiton 2020-02-03 77,803 $19.00 311,926 No 4 P Indirect See footnote
Common Stock Acquisiton 2020-02-03 136,539 $19.00 353,814 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2020-02-03 2,885,295 $0.00 956,723 $0.00
Common Stock Series B Preferred Stock Disposition 2020-02-03 492,643 $0.00 163,353 $0.00
Common Stock Series B Preferred Stock Disposition 2020-02-03 563,204 $0.00 186,749 $0.00
Common Stock Series C Preferred Stock Disposition 2020-02-03 548,224 $0.00 181,783 $0.00
Common Stock Series C Preferred Stock Disposition 2020-02-03 213,429 $0.00 70,770 $0.00
Common Stock Series C Preferred Stock Disposition 2020-02-03 92,063 $0.00 30,526 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Upon the closing of the Issuer's initial public offering, all shares of Series B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-3.01581 basis. The Series B Preferred Stock had no expiration date.
  2. Shares held by RA Capital Healthcare Fund, L.P. (the "Fund"). RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Mr. Shah is a managing member. Mr. Shah disclaims beneficial ownership of the reported securities held by the Fund except to the extent of his pecuniary interest therein.
  3. Upon the closing of the Issuer's initial public offering, all shares of Series C Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-3.01581 basis. The Series C Preferred Stock had no expiration date.
  4. Shares held by RA Capital Nexus Fund, L.P. (the "Nexus Fund"). The Adviser is the investment manager for the Nexus Fund. The general partner of the Adviser is the Adviser GP, of which Mr. Shah is a managing member. Mr. Shah disclaims beneficial ownership of the reported securities held by the Nexus Fund except to the extent of his pecuniary interest therein.
  5. Shares held in an account owned by a separately managed account (the "Account"). The Adviser is the investment manager for the Account. The general partner of the Adviser is the Adviser GP, of which Mr. Shah is a managing member. Mr. Shah has no pecuniary interest in the reported securities held in the Account and therefore disclaims beneficial ownership of those securities.
  6. On February 3, 2020, the Fund purchased 785,658 shares of Common Stock of the Issuer at a price of $19.00 per share pursuant to an underwritten public offering.
  7. On February 3, 2020, the Nexus Fund purchased 77,803 shares of Common Stock of the Issuer at a price of $19.00 per share pursuant to an underwritten public offering.
  8. On February 3, 2020, the Account purchased 136,539 shares of Common Stock of the Issuer at a price of $19.00 per share pursuant to an underwritten public offering.