Filing Details
- Accession Number:
- 0001764925-20-000119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-05 17:35:37
- Reporting Period:
- 2020-02-03
- Accepted Time:
- 2020-02-05 17:35:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1764925 | Slack Technologies Inc. | WORK | Services-Telephone Interconnect Systems (7385) | 264400325 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1775683 | Cal Henderson | C/O Slack Technologies, Inc. 500 Howard Street San Francisco, CA 94105 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-02-03 | 9,592 | $0.00 | 9,592 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2020-02-03 | 9,592 | $20.58 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-02-03 | 1,500 | $20.63 | 114,500 | No | 4 | S | Indirect | By trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Restricted Stock Units | Disposition | 2020-02-03 | 15,255 | $0.00 | 15,255 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-02-03 | 15,255 | $0.00 | 15,255 | $0.00 |
| Class B Common Stock | Restricted Stock Units | Disposition | 2020-02-03 | 11,250 | $0.00 | 11,250 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-02-03 | 11,250 | $0.00 | 11,250 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-02-03 | 9,592 | $0.00 | 9,592 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,255 | 2023-04-06 | No | 4 | M | Direct | |
| 139,526 | No | 4 | M | Direct | ||
| 135,000 | 2026-02-26 | No | 4 | M | Direct | |
| 150,776 | No | 4 | M | Direct | ||
| 141,184 | No | 4 | C | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 15,268,173 | 15,268,173 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 98,765 | 98,765 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 222,200 | 222,200 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 222,200 | 222,200 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 98,765 | 98,765 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 222,200 | 222,200 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 222,200 | 222,200 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 15,268,173 | 15,268,173 | Indirect | |
| 98,765 | 98,765 | Indirect | |
| 222,200 | 222,200 | Indirect | |
| 222,200 | 222,200 | Indirect | |
| 98,765 | 98,765 | Indirect | |
| 222,200 | 222,200 | Indirect | |
| 222,200 | 222,200 | Indirect |
Footnotes
- Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.
- Shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs).
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.32 to $21.06. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held of record by Cal Henderson and Rebecca Reeve Henderson, spouse of the Reporting Person, Trustees of The Henderson Family Trust u/a/d/ 7/21/2016.
- Each RSU represents the right to receive one share of Class B Common Stock.
- The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 equal quarterly installments commencing on August 1, 2016, subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its Class A Common Stock on June 20, 2019.
- The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 equal quarterly installments commencing on May 1, 2019, subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its of Class A Common Stock on June 20, 2019.
- Shares held of record by Cal Henderson, Trustee of The Cal Henderson 2019 Grantor Retained Annuity Trust dated May 22, 2019.
- Shares held of record by First Republic Trust Company of Delaware LLC and Cal Henderson, Trustees of The Theodore Henderson GST Exempt Trust under the Cal Henderson Family 2019 Irrevocable Trust dated May 22, 2019.
- Shares held of record by First Republic Trust Company of Delaware LLC and Cal Henderson, Trustees of The William Franklin Henderson GST Exempt Trust under the Cal Henderson Family 2019 Irrevocable Trust dated May 22, 2019.
- Shares held of record by Rebecca Reeve Henderson, Trustee of The Rebecca Reeve Henderson 2019 Grantor Retained Annuity Trust dated May 22, 2019.
- The Shares are held of record by Rebecca Reeve Henderson, Trustee of The Rebecca Reeve Henderson 2019 Grantor Retained Annuity Trust dated May 22, 2019; Trustee of the Theodore Henderson GST Exempt Trust under the Rebecca Reeve Henderson Family 2019 Irrevocable Trust dated May 22, 2019; Trustee of the William Franklin Henderson GST Exempt Trust under Rebecca Reeve Henderson Family 2019 Irrevocable Trust dated May 22, 2019; and spouse of the Reporting Person, and as such, may be deemed to be beneficially held by the Reporting Person.
- Shares held of record by First Republic Trust Company of Delaware LLC and Rebecca Reeve Henderson, Trustees of The Theodore Henderson GST Exempt Trust under the Rebecca Reeve Henderson Family 2019 Irrevocable Trust dated May 22, 2019.
- Shares held of record by First Republic Trust Company of Delaware LLC and Rebecca Reeve Henderson, Trustees of The William Franklin Henderson GST Exempt Trust under the Rebecca Reeve Henderson Family 2019 Irrevocable Trust dated May 22, 2019.
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