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Home > Insider Trading > Filing (0001127602-20-003809)

Filing Details

Accession Number:: 0001127602-20-003809
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-05 17:32:47
Reporting Period:: 2020-02-04

Accepted Time:: 2020-02-05 17:32:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1077771	Umpqua Holdings Corp	UMPQ	Savings Institution, Federally Chartered (6035)	931261319

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1646421	F David Shotwell	One Sw Columbia Street, Suite 1200 Portland OR 97204	Evp/Chief Risk Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-02-04	380	$17.35	81,806	No	4	S	Direct
Common Stock	Disposition	2020-02-04	2,087	$16.90	79,719	No	4	F	Direct
Common Stock	Disposition	2020-02-04	967	$17.33	78,752	No	4	F	Direct
Common Stock	Acquisiton	2020-02-04	349	$0.00	79,101	No	4	A	Direct
Common Stock	Disposition	2020-02-05	1,569	$17.53	77,532	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	F	Direct
No	4	F	Direct
No	4	A	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	224	Indirect	by 401(k)
Common Stock	2,000	Indirect	by IRA

Footnotes

Shares sold pursuant to 10b5-1 plan to satisfy tax obligations upon vesting of stock awards.
Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
Additional shares issued under the PSA granted 1/31/17 due to the issuer's TSR performance exceeding target.