Filing Details
- Accession Number:
- 0001700808-20-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-05 16:42:56
- Reporting Period:
- 2020-02-03
- Accepted Time:
- 2020-02-05 16:42:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1689923 | Alteryx Inc. | AYX | Services-Prepackaged Software (7372) | 900673106 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1700808 | Scott Robert Jones | C/O Alteryx, Inc. 3345 Michelson Drive, Suite 400 Irvine CA 92612 | Pres. & Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-02-03 | 1,139 | $68.26 | 29,290 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-02-03 | 1,139 | $140.22 | 28,151 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2020-02-05 | 1,599 | $27.09 | 29,750 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-02-05 | 1,599 | $145.01 | 28,151 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-03 | 1,139 | $0.00 | 1,139 | $68.26 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-05 | 1,599 | $0.00 | 1,599 | $27.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
26,188 | 2029-03-03 | No | 4 | M | Direct | |
36,769 | 2028-01-05 | No | 4 | M | Direct |
Footnotes
- Includes (i) 27,998 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 153 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 14, 2019.
- Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 13, 2019.
- The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) on each vesting date.
- The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting person on each vesting date.