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Filing Details

Accession Number:: 0000899243-20-003032
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-04 20:47:57
Reporting Period:: 2020-02-01

Accepted Time:: 2020-02-04 20:47:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1629137	Global Blood Therapeutics Inc.	GBT	Pharmaceutical Preparations (2834)	274825712

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1789673	Joshua Lehrer-Graiwer	C/O Global Blood Therapeutics, Inc. 171 Oyster Point Blvd., Suite 300 South San Francisco CA 94080	Chief Medical Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-01-31	579	$36.68	2,595	No	5	A	Direct
Common Stock	Acquisiton	2020-02-01	6,100	$0.00	8,695	No	4	M	Direct
Common Stock	Disposition	2020-02-01	2,163	$65.26	6,532	No	4	F	Direct
Common Stock	Acquisiton	2020-02-03	2,188	$48.44	8,720	No	4	M	Direct
Common Stock	Disposition	2020-02-03	2,188	$62.81	6,532	No	4	S	Direct
Common Stock	Acquisiton	2020-02-03	1,657	$59.60	8,189	No	4	M	Direct
Common Stock	Disposition	2020-02-03	1,657	$65.00	6,532	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	A	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2020-02-01	1,037	$0.00	1,037	$0.00
Common Stock	Restricted Stock Units	Disposition	2020-02-01	2,125	$0.00	2,125	$0.00
Common Stock	Restricted Stock Units	Disposition	2020-02-01	2,938	$0.00	2,938	$0.00
Common Stock	Stock Option (Right to Buy)	Disposition	2020-02-03	1,657	$0.00	1,657	$59.60
Common Stock	Stock Option (Right to Buy)	Disposition	2020-02-03	2,188	$0.00	2,188	$48.44
Common Stock	Restricted Stock Units	Acquisiton	2020-02-03	24,160	$0.00	24,160	$0.00
Common Stock	Stock Option (Right to Buy)	Acquisiton	2020-02-03	38,500	$0.00	38,500	$65.82

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,113		No	4	M	Direct
8,500		No	4	M	Direct
17,625		No	4	M	Direct
13,250	2028-01-31	No	4	M	Direct
26,250	2029-01-31	No	4	M	Direct
24,160		No	4	A	Direct
38,500	2030-02-02	No	4	A	Direct

Footnotes

Shares acquired pursuant to the Issuer's 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.
Represents number of shares of Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 6,100 shares of Common Stock underlying the Reporting Person's RSUs.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from August 1, 2017, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.
The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2018, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.
The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2019, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.
The shares of Common Stock underlying the option shall vest in 16 equal quarterly installments over 4 years from February 1, 2018, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.
The shares of Common Stock underlying the option shall vest in 16 equal quarterly installments over 4 years from February 1, 2019, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.
The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2020, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.
The shares of Common Stock underlying the option vest in 16 equal quarterly installments over 4 years from February 1, 2020, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The option is subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.