Filing Details
- Accession Number:
- 0001365916-20-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-04 20:16:04
- Reporting Period:
- 2020-01-31
- Accepted Time:
- 2020-02-04 20:16:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1365916 | Amyris Inc. | AMRS | () | CA |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1032455 | John L Doerr | C/O Amyris, Inc. 5885 Hollis Street, Suite 100 Emeryville CA 94608 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-01-31 | 64,103 | $0.15 | 23,481,533 | No | 4 | M | Indirect | By Foris Ventures, LLC |
| Common Stock | Acquisiton | 2020-01-31 | 152,381 | $0.15 | 23,633,914 | No | 4 | M | Indirect | By Foris Ventures, LLC |
| Common Stock | Acquisiton | 2020-01-31 | 5,424,804 | $2.87 | 29,058,718 | No | 4 | M | Indirect | By Foris Ventures, LLC |
| Common Stock | Acquisiton | 2020-01-31 | 3,983,230 | $2.87 | 33,041,948 | No | 4 | M | Indirect | By Foris Ventures, LLC |
| Common Stock | Acquisiton | 2020-01-31 | 352,638 | $2.87 | 33,394,586 | No | 4 | M | Indirect | By Foris Ventures, LLC |
| Common Stock | Acquisiton | 2020-01-31 | 1,438,829 | $2.87 | 34,833,415 | No | 4 | M | Indirect | By Foris Ventures, LLC |
| Common Stock | Acquisiton | 2020-01-31 | 2,000,000 | $2.87 | 36,833,415 | No | 4 | M | Indirect | By Foris Ventures, LLC |
| Common Stock | Acquisiton | 2020-01-31 | 1,000,000 | $2.87 | 37,833,415 | No | 4 | M | Indirect | By Foris Ventures, LLC |
| Common Stock | Acquisiton | 2020-01-31 | 4,871,795 | $2.87 | 42,705,210 | No | 4 | M | Indirect | By Foris Ventures, LLC |
| Common Stock | Acquisiton | 2020-01-31 | 5,279,171 | $2.87 | 47,984,381 | No | 4 | P | Indirect | By Foris Ventures, LLC |
| Common Stock | Acquisiton | 2020-01-31 | 5,226,481 | $2.87 | 53,210,862 | No | 4 | P | Indirect | By Foris Ventures, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Foris Ventures, LLC |
| No | 4 | M | Indirect | By Foris Ventures, LLC |
| No | 4 | M | Indirect | By Foris Ventures, LLC |
| No | 4 | M | Indirect | By Foris Ventures, LLC |
| No | 4 | M | Indirect | By Foris Ventures, LLC |
| No | 4 | M | Indirect | By Foris Ventures, LLC |
| No | 4 | M | Indirect | By Foris Ventures, LLC |
| No | 4 | M | Indirect | By Foris Ventures, LLC |
| No | 4 | M | Indirect | By Foris Ventures, LLC |
| No | 4 | P | Indirect | By Foris Ventures, LLC |
| No | 4 | P | Indirect | By Foris Ventures, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (Right to Buy) | Disposition | 2020-01-31 | 64,103 | $0.00 | 64,103 | $0.15 |
| Common Stock | Warrant (Right to Buy) | Disposition | 2020-01-31 | 152,381 | $0.00 | 152,381 | $0.15 |
| Common Stock | Warrant (Right to Buy) | Disposition | 2020-01-31 | 5,424,804 | $0.00 | 5,424,804 | $2.87 |
| Common Stock | Warrant (Right to Buy) | Disposition | 2020-01-31 | 3,983,230 | $0.00 | 3,983,230 | $2.87 |
| Common Stock | Warrant (Right to Buy) | Disposition | 2020-01-31 | 352,638 | $0.00 | 352,638 | $2.87 |
| Common Stock | Warrant (Right to Buy) | Disposition | 2020-01-31 | 1,438,829 | $0.00 | 1,438,829 | $2.87 |
| Common Stock | Warrant (Right to Buy) | Disposition | 2020-01-31 | 2,000,000 | $0.00 | 2,000,000 | $2.87 |
| Common Stock | Warrant (Right to Buy) | Disposition | 2020-01-31 | 1,000,000 | $0.00 | 1,000,000 | $2.87 |
| Common Stock | Warrant (Right to Buy) | Disposition | 2020-01-31 | 4,871,795 | $0.00 | 4,871,795 | $2.87 |
| Common Stock | Right to Buy | Acquisiton | 2020-01-31 | 8,778,230 | $0.00 | 8,778,230 | $2.87 |
| Common Stock | Right to Buy | Acquisiton | 2020-01-31 | 5,226,481 | $0.00 | 5,226,481 | $2.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-07-29 | 2020-07-29 | No | 4 | M | Indirect |
| 0 | 2016-02-12 | 2021-02-12 | No | 4 | M | Indirect |
| 0 | 2019-04-16 | 2021-04-16 | No | 4 | M | Indirect |
| 0 | 2019-04-26 | 2021-04-26 | No | 4 | M | Indirect |
| 0 | 2019-05-14 | 2021-05-14 | No | 4 | M | Indirect |
| 0 | 2019-08-14 | 2021-08-14 | No | 4 | M | Indirect |
| 0 | 2019-10-11 | 2021-10-11 | No | 4 | M | Indirect |
| 0 | 2019-11-27 | 2021-11-27 | No | 4 | M | Indirect |
| 0 | 2019-08-28 | 2021-08-28 | No | 4 | M | Indirect |
| 0 | 2020-01-31 | 2021-01-31 | No | 4 | P | Indirect |
| 0 | 2020-01-31 | 2021-01-31 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,798 | Direct | |
| Common Stock | 9,648 | Indirect | By Clarus, LLC |
| Common Stock | 248,304 | Indirect | By Kleiner Perkins Caufield & Byers XII, LLC |
| Common Stock | 4,531 | Indirect | By KPCB XII Founders Fund, LLC |
| Common Stock | 567 | Indirect | By The Vallejo Ventures Trust U/T/A 2/12/96 |
Footnotes
- The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Issued pursuant a Warrant Exercise and Debt Equitization Agreement, dated January 31, 2020, between the Issuer and Foris.
- Issued pursuant a Security Purchase Agreement, dated January 31, 2020, between the Issuer and Foris.
- The Reporting Person is the manager of Clarus, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.
- The Managing Member of Kleiner Perkins Caufield & Byers XII, LLC is KPCB XII Associates, LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.
- The Managing Member of KPCB XII Founders Fund, LLC is KPCB XII Associates, LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.
- The Reporting Person is a Trustee of The Vallejo Ventures Trust U/T/A 2/12/96.
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