Filing Details
- Accession Number:
- 0001562180-20-000866
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-04 18:49:52
- Reporting Period:
- 2020-02-01
- Accepted Time:
- 2020-02-04 18:49:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1543151 | Uber Technologies Inc | UBER | Services-Business Services, Nec (7389) | 452647441 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1775373 | Thuan Pham | 1455 Market Street, 4Th Floor San Francisco CA 94103 | Chief Technology Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-02-01 | 1,601 | $36.29 | 4,599,729 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-02-04 | 3,800 | $38.08 | 4,595,929 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-04 | 16,200 | $38.71 | 4,579,729 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 470,367 | Indirect | Annuity Trust 1 |
| Common Stock | 470,367 | Indirect | Annuity Trust 2 |
Footnotes
- Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 1, 2020.
- This transaction was made pursuant to Mr. Pham's existing Rule 10b5-1 plan.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.4300 to $38.4200, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- The price reported in a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.4300 to $38.9700, inclusive.
- Shares are held by the Nicole Anhdao Pham Annuity Trust for which Mr. Pham serves as trustee.
- Shares are held by the Thuan Quang Pham Annuity Trust for which Mr. Pham serves as trustee.
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