Filing Details
- Accession Number:
- 0001562180-20-000851
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-04 17:45:43
- Reporting Period:
- 2020-01-31
- Accepted Time:
- 2020-02-04 17:45:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343837 | Jr D Vincent Mattera | C/O Ii-Vi Inc. 375 Saxonburg Blvd. Saxonburg PA 16056 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-01-31 | 29,000 | $13.17 | 455,651 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-01-31 | 29,000 | $33.65 | 426,651 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (Right to Buy) | Disposition | 2020-01-31 | 29,000 | $0.00 | 29,000 | $13.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-02-10 | No | 4 | M | Direct |
Footnotes
- The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2019.
- Represents the weighted average of multiple sale transactions ranging in price from $33.37 to $33.90. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The options fully vested February 10, 2015.