Filing Details

Accession Number:
0001562180-20-000851
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-04 17:45:43
Reporting Period:
2020-01-31
Accepted Time:
2020-02-04 17:45:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343837 Jr D Vincent Mattera C/O Ii-Vi Inc.
375 Saxonburg Blvd.
Saxonburg PA 16056
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-01-31 29,000 $13.17 455,651 No 4 M Direct
Common Stock Disposition 2020-01-31 29,000 $33.65 426,651 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2020-01-31 29,000 $0.00 29,000 $13.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-02-10 No 4 M Direct
Footnotes
  1. The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2019.
  2. Represents the weighted average of multiple sale transactions ranging in price from $33.37 to $33.90. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  3. The options fully vested February 10, 2015.