Filing Details
- Accession Number:
- 0001209191-20-006244
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-04 15:11:59
- Reporting Period:
- 2020-02-03
- Accepted Time:
- 2020-02-04 15:11:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880631 | Wisdomtree Investments Inc. | WETF | Security Brokers, Dealers & Flotation Companies (6211) | 133487784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1756978 | Jeremy Schwartz | C/O Wisdomtree Investments, Inc. 245 Park Avenue, 35Th Floor New York NY 10167 | Global Head Of Research | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-03 | 20,000 | $4.20 | 672,496 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $4.175 to $4.2150, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.
- Includes restricted stock awards vesting as to (i) 56,375 shares on January 25, 2021, (ii) 47,532 shares on January 25, 2022 and (iii) 13,264 shares on January 25, 2023.