Filing Details
- Accession Number:
- 0000927089-20-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-04 12:57:11
- Reporting Period:
- 2020-01-31
- Accepted Time:
- 2020-02-04 12:57:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1541119 | Sound Financial Bancorp Inc. | SFBC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1410554 | Jr S David Haddad | C/O Sound Financial Bancorp, Inc. 2400 3Rd Ave, Suite 150 Seattle WA 98121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-01-31 | 1,000 | $36.65 | 1,420 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-01-31 | 200 | $0.00 | 1,620 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2020-01-31 | 120 | $0.00 | 120 | $36.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 120 | 2030-01-31 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,113 | Indirect | By IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right to Buy) | $16.80 | 2024-01-23 | 6,025 | 6,025 | Direct | |
| Common Stock | Stock Option (Right to Buy | $18.36 | 2025-01-28 | 862 | 862 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $33.50 | 2029-01-25 | 250 | 250 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-01-23 | 6,025 | 6,025 | Direct |
| 2025-01-28 | 862 | 862 | Direct |
| 2029-01-25 | 250 | 250 | Direct |
Footnotes
- Options vest in five annual installments beginning on January 23, 2015.
- Options are fully exercisable..
- Options vest in five equal annual installments beginning on January 25, 2019.
- Options vest in four equal annual installments beginning on January 31, 2020.
Billionaire Hedge Funds
