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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1212545	Western Alliance Bancorporation	WAL	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1568824	S Randall Theisen	C/O Western Alliance Bancorporation One E. Washington Street, Ste 1400 Phoenix AZ 85004	Evp, General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-11-29	24	$52.65	39,378	No	4	L	Direct
Common Stock	Acquisiton	2019-11-29	6	$52.65	1,356	No	4	L	Indirect	By Spouse
Common Stock	Disposition	2020-01-30	520	$56.70	38,858	No	4	F	Direct
Common Stock	Disposition	2020-02-03	1,950	$55.64	36,908	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	L	Direct
No	4	L	Indirect	By Spouse
No	4	F	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,408	Indirect	Randall & Barbara Theisen Trust
Common Stock	6,115	Indirect	401K Plan

Footnotes

WAL's quarterly dividends paid on certain shares held by the reporting person were inadvertently reinvested in additional shares of the Company's stock without the reporting person's knowledge due to an automatic reinvestment election setting for the affected brokerage accounts. The reporting person has since changed the reinvestment elections on these accounts to avoid inadvertent matchable transactions in the future.
The reporting person's sale of WAL common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 30 shares, with the reporting person's purchase of 30 shares of WAL common stock at a price of $52.65 per share on November 29, 2019. The reporting person has agreed to pay to WAL, upon settlement of the sale, $89.80, representing the full amount of the profit realized in connection with the short-swing transaction.
Reflects shares held in the 401K Plan to include employer match as of 1/30/2020.