Filing Details

Accession Number:
0001225208-20-001491
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-03 17:18:37
Reporting Period:
2020-01-30
Accepted Time:
2020-02-03 17:18:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
702165 Norfolk Southern Corp NSC Railroads, Line-Haul Operating (4011) 521188014
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1772612 A Ann Adams Three Commercial Place
Norfolk VA 23510
Evp-Chief Transform. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-01-30 1,881 $0.00 8,809 No 4 A Direct
Common Stock Acquisiton 2020-01-30 1,118 $69.83 9,927 No 4 M Direct
Common Stock Disposition 2020-01-30 523 $213.32 9,404 No 4 F Direct
Common Stock Disposition 2020-01-30 1,118 $211.83 8,286 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy, granted 2013) Disposition 2020-01-30 1,118 $0.00 1,118 $69.83
Common Stock Option (right to buy, granted 2020) Acquisiton 2020-01-30 2,960 $0.00 2,960 $214.50
Common Stock Restricted Stock Units Acquisiton 2020-01-30 2,180 $0.00 2,180 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-01-24 2023-01-23 No 4 M Direct
2,960 2024-01-30 2030-01-30 No 4 A Direct
3,043 No 4 A Direct
Footnotes
  1. Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).
  2. Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
  3. Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan).
  4. Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date.