Filing Details
- Accession Number:
- 0001225208-20-001491
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-03 17:18:37
- Reporting Period:
- 2020-01-30
- Accepted Time:
- 2020-02-03 17:18:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
702165 | Norfolk Southern Corp | NSC | Railroads, Line-Haul Operating (4011) | 521188014 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1772612 | A Ann Adams | Three Commercial Place Norfolk VA 23510 | Evp-Chief Transform. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-01-30 | 1,881 | $0.00 | 8,809 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2020-01-30 | 1,118 | $69.83 | 9,927 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-01-30 | 523 | $213.32 | 9,404 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-01-30 | 1,118 | $211.83 | 8,286 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy, granted 2013) | Disposition | 2020-01-30 | 1,118 | $0.00 | 1,118 | $69.83 |
Common Stock | Option (right to buy, granted 2020) | Acquisiton | 2020-01-30 | 2,960 | $0.00 | 2,960 | $214.50 |
Common Stock | Restricted Stock Units | Acquisiton | 2020-01-30 | 2,180 | $0.00 | 2,180 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-01-24 | 2023-01-23 | No | 4 | M | Direct |
2,960 | 2024-01-30 | 2030-01-30 | No | 4 | A | Direct |
3,043 | No | 4 | A | Direct |
Footnotes
- Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).
- Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
- Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan).
- Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date.