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Filing Details

Accession Number:: 0001438133-20-000009
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-31 18:28:55
Reporting Period:: 2020-01-29

Accepted Time:: 2020-01-31 18:28:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1438133	Tandem Diabetes Care Inc	TNDM	Surgical & Medical Instruments & Apparatus (3841)	204327508

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1582779	Dick Allen	C/O Tandem Diabetes Care, Inc., 11075 Roselle Street San Diego CA 92121		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-01-29	1,671	$11.06	1,671	No	4	M	Direct
Common Stock	Disposition	2020-01-29	1,671	$75.56	0	No	4	S	Direct
Common Stock	Acquisiton	2020-01-29	1,700	$19.00	1,700	No	4	M	Direct
Common Stock	Disposition	2020-01-29	1,700	$76.00	0	No	4	S	Direct
Common Stock	Acquisiton	2020-01-29	5,300	$2.59	5,300	No	4	M	Direct
Common Stock	Disposition	2020-01-29	5,300	$75.95	0	No	4	S	Direct
Common Stock	Acquisiton	2020-01-29	1,700	$2.54	1,700	No	4	M	Direct
Common Stock	Disposition	2020-01-29	1,700	$76.15	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Stock Option	Common Stock	Disposition	2020-01-29	1,671	$0.00	1,671	$11.06
Stock Option	Common Stock	Disposition	2020-01-29	1,700	$0.00	1,700	$19.00
Stock Option	Common Stock	Disposition	2020-01-29	5,300	$0.00	5,300	$2.59
Stock Option	Common Stock	Disposition	2020-01-29	1,700	$0.00	1,700	$2.54

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	37,000	Indirect	See Footnote
Common Stock	1,500	Indirect	See Footnotes
Common Stock	1,500	Indirect	See Footnote(s)
Common Stock	10,000	Indirect	See Footnotes)

Footnotes

Represents shares of common stock received upon exercise of a stock option award.
The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person August 22, 2019.
The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $75.29 to $76.29. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $75.73 to $76.48. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $75.87 to $76.10. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $76.06 to $76.54. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
The securities are held by the Allen Family Trust dated October 12, 1981.
The securities are held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon.
The securities are held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.
The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.
The option shall vest in equal monthly installments for a period of twenty-four(24) months.
The expiration date for these options is 10 years from the date of grant.
The option vested in twelve (12) equal monthly installments after one year from grant.