Filing Details

Accession Number:
0001225208-20-001427
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-31 17:53:39
Reporting Period:
2017-09-12
Accepted Time:
2020-01-31 17:53:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101829 United Technologies Corp UTX Aircraft Engines & Engine Parts (3724) 060570975
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1555745 B Elizabeth Amato 10 Farm Springs Road
Farmington CT 06032
Evp & Chief Hr Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-09-12 49 $110.31 21,543 No 4 P Direct
Common Stock Acquisiton 2017-09-12 1 $110.52 21,544 No 4 P Direct
Common Stock Acquisiton 2017-12-12 44 $123.53 21,516 No 4 P Direct
Common Stock Acquisiton 2018-03-13 41 $132.15 23,882 No 4 P Direct
Common Stock Acquisiton 2018-03-13 1 $122.73 23,883 No 4 P Direct
Common Stock Acquisiton 2018-06-12 42 $128.32 21,703 No 4 P Direct
Common Stock Acquisiton 2018-09-11 41 $133.17 21,794 No 4 P Direct
Common Stock Acquisiton 2018-09-11 1 $128.44 21,795 No 4 P Direct
Common Stock Acquisiton 2018-09-11 1 $133.16 21,796 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,609 Indirect By Savings Plan Trustee
Footnotes
  1. These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934.
  2. These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. These transactions did not result in a short-swing profit because the purchase prices were in each case greater than the matchable sale prices and, as a result, no disgorgement to the issuer is required by the reporting person.