Filing Details
- Accession Number:
- 0001225208-20-001427
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-31 17:53:39
- Reporting Period:
- 2017-09-12
- Accepted Time:
- 2020-01-31 17:53:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1555745 | B Elizabeth Amato | 10 Farm Springs Road Farmington CT 06032 | Evp & Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-09-12 | 49 | $110.31 | 21,543 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-09-12 | 1 | $110.52 | 21,544 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-12-12 | 44 | $123.53 | 21,516 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-03-13 | 41 | $132.15 | 23,882 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-03-13 | 1 | $122.73 | 23,883 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-06-12 | 42 | $128.32 | 21,703 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-09-11 | 41 | $133.17 | 21,794 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-09-11 | 1 | $128.44 | 21,795 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-09-11 | 1 | $133.16 | 21,796 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,609 | Indirect | By Savings Plan Trustee |
Footnotes
- These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934.
- These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. These transactions did not result in a short-swing profit because the purchase prices were in each case greater than the matchable sale prices and, as a result, no disgorgement to the issuer is required by the reporting person.