Filing Details
- Accession Number:
- 0001209191-20-005784
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-31 16:49:52
- Reporting Period:
- 2020-01-30
- Accepted Time:
- 2020-01-31 16:49:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1607716 | Vivint Solar Inc. | VSLR | Heating Equipment, Except Electric & Warm Air Furnaces (3433) | 455605880 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1618828 | G. Thomas Plagemann | 1800 West Ashton Blvd Lehi UT 84043 | Cco; Evp, Capital Markets | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-01-30 | 200 | $1.00 | 121,395 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-01-30 | 200 | $9.00 | 121,195 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-01-30 | 200 | $0.00 | 200 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
59,978 | 2023-10-14 | No | 4 | M | Direct |
Footnotes
- The sales reported by Mr. Plagemann were effected pursuant to a Rule 10b5-1 trading plan.
- One-third of this option vests annually in five equal installments beginning 10/15/14. The remaining two-thirds of the outstanding options vest as follows: (1) one-half will vest if and upon the date that is the sooner of (a) 313 Acquisition LLC receives a return on its invested capital at a pre-established threshold or (b) the Company's aggregate equity market capitalization is equal to or greater than $1 billion on a date no sooner than 240 days after the commencement of this offering, and (2) one-half of the shares vest if and upon the date that 313 Acquisition LLC receives an additional return on its investment at a second pre-established threshold.