Filing Details
- Accession Number:
- 0001219120-20-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-31 15:41:15
- Reporting Period:
- 2020-01-29
- Accepted Time:
- 2020-01-31 15:41:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1219120 | Advent Convertible & Income Fund | AVK | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251344 | L Gerald Seizert | 227 W. Monroe Street Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-01-29 | 18,249 | $15.64 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-30 | 1 | $15.52 | 14,290 | No | 4 | S | Indirect | Gerlad L. Seizert ttee, Seizert Capital Partners |
Common Stock | Disposition | 2020-01-30 | 14,289 | $15.53 | 0 | No | 4 | S | Indirect | Gerlad L. Seizert ttee, Seizert Capital Partners |
Common Stock | Disposition | 2020-01-30 | 27,072 | $15.49 | 7,024 | No | 4 | S | Indirect | Candace Seizert & P Seizert ttee Gerald L. Seizert Irrevocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | Gerlad L. Seizert ttee, Seizert Capital Partners |
No | 4 | S | Indirect | Gerlad L. Seizert ttee, Seizert Capital Partners |
No | 4 | S | Indirect | Candace Seizert & P Seizert ttee Gerald L. Seizert Irrevocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 24,940 | Indirect | Seivest LLC, a family partnership |
Common Stock | 3,755 | Indirect | Candace Seizert Trust |
Common Stock | 11,115 | Indirect | Candace Seizert 2012 Gift Trust |
Common Stock | 1,700 | Indirect | Dean K Seizert Residuary Trust fbo Donna Henson (Sister) |