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Home > Insider Trading > Filing (0001654954-20-000974)

Filing Details

Accession Number:: 0001654954-20-000974
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-31 10:30:21
Reporting Period:: 2019-10-31

Accepted Time:: 2020-01-31 10:30:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
889971	Lightpath Technologies Inc	LPTH	Semiconductors & Related Devices (3674)	860708398

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1742677	Jr O'connor Donald Retreage	2603 Challenger Tech Court Suite 100 Orlando FL 32826	Cfo	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2019-10-31	500	$0.72	500	No	4	P	Direct
Class A Common Stock	Acquisiton	2019-12-20	500	$0.65	1,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Incentive stock option (right-to-buy)	Acquisiton	2019-11-14	6,407	$0.00	6,407	$1.28

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,407		2029-11-14	No	4	A	Direct

Footnotes

The incentive stock option was granted to the reporting person in satisifaction of certain performance criteria being met for the fiscal year ended June 30, 2019. The incentive stock options vests in three equal installments, with the first vesting on November 14, 2020.