Home > Insider Trading > Filing (0001127602-20-002781)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
4962	American Express Co	AXP	Finance Services (6199)	134922250

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1357325	Laureen Seeger	200 Vesey Street, American Express Tower New York NY 10285-5001	Chief Legal Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-01-28	20,918	$132.45	47,086	No	4	A	Direct
Common Stock	Disposition	2020-01-28	11,135	$132.45	35,951	No	4	F	Direct
Common Stock	Acquisiton	2020-01-29	20,918	$132.05	56,869	No	4	M	Direct
Common Stock	Disposition	2020-01-29	19,318	$131.99	37,551	No	4	S	Direct
Common Stock	Disposition	2020-01-29	1,600	$132.74	35,951	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Acquisiton	2020-01-28	20,918	$0.00	20,918	$77.43
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-01-29	20,918	$0.00	20,918	$77.43

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,918	2020-01-28	2027-01-28	No	4	A	Direct
0	2020-01-28	2027-01-28	No	4	M	Direct

Footnotes

Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.47 to $132.44. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.48 to $133.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Includes shares acquired pursuant to dividend reinvestment.
The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2017. These options became exercisable on January 28, 2020.