Filing Details
- Accession Number:
- 0001127602-20-002776
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-30 18:07:30
- Reporting Period:
- 2020-01-28
- Accepted Time:
- 2020-01-30 18:07:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
4962 | American Express Co | AXP | Finance Services (6199) | 134922250 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1736600 | Richard Petrino | 200 Vesey Street, American Express Tower New York NY 10285-5001 | Evp - Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-01-28 | 4,068 | $132.45 | 11,696 | No | 4 | A | Direct | |
Common Stock | Disposition | 2020-01-28 | 1,428 | $132.45 | 10,268 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-01-29 | 3,500 | $131.83 | 6,768 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 347 | Indirect | by 401(k) Plan |
Footnotes
- Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.
- The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
- Includes shares acquired pursuant to dividend reinvestment.
- Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.