Filing Details

Accession Number:
0001127602-20-002776
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-30 18:07:30
Reporting Period:
2020-01-28
Accepted Time:
2020-01-30 18:07:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
4962 American Express Co AXP Finance Services (6199) 134922250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1736600 Richard Petrino 200 Vesey Street, American Express Tower
New York NY 10285-5001
Evp - Corporate Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-01-28 4,068 $132.45 11,696 No 4 A Direct
Common Stock Disposition 2020-01-28 1,428 $132.45 10,268 No 4 F Direct
Common Stock Disposition 2020-01-29 3,500 $131.83 6,768 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 347 Indirect by 401(k) Plan
Footnotes
  1. Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance.
  2. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
  3. Includes shares acquired pursuant to dividend reinvestment.
  4. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.