Home > Insider Trading > Filing (0001209191-20-005568)

Filing Details

Accession Number:: 0001209191-20-005568
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-30 16:58:53
Reporting Period:: 2020-01-28

Accepted Time:: 2020-01-30 16:58:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1664703	Bloom Energy Corp	BE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1591851	Marie Shawn Soderberg	4353 North First Street San Jose CA 95134	Evp, Gc & Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-01-28	13,333	$0.00	184,333	No	4	C	Direct
Class A Common Stock	Acquisiton	2020-01-28	6,666	$0.00	190,999	No	4	C	Direct
Class A Common Stock	Acquisiton	2020-01-28	39,893	$0.00	230,892	No	4	M	Direct
Class A Common Stock	Disposition	2020-01-29	19,245	$8.33	211,647	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Restricted stock units (Class B common stock)	Disposition	2020-01-28	13,333	$0.00	13,333	$0.00
Class A Common Stock	Class B common stock	Acquisiton	2020-01-28	13,333	$0.00	13,333	$0.00
Class A Common Stock	Class B common stock	Disposition	2020-01-28	13,333	$0.00	13,333	$0.00
Class B Common Stock	Restricted stock units (Class B common stock)	Disposition	2020-01-28	6,666	$0.00	6,666	$0.00
Class A Common Stock	Class B common stock	Acquisiton	2020-01-28	6,666	$0.00	6,666	$0.00
Class A Common Stock	Class B common stock	Disposition	2020-01-28	6,666	$0.00	6,666	$0.00
Class A Common Stock	Restricted stock units (Class A common stock)	Disposition	2020-01-28	39,893	$0.00	39,893	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,666	2026-10-03	No	4	M	Direct
13,333		No	4	M	Direct
0		No	4	C	Direct
0	2026-01-14	No	4	M	Direct
6,666		No	4	M	Direct
0		No	4	C	Direct
39,893	2028-08-01	No	4	M	Direct

Footnotes

Conversion of a derivative security pursuant to its terms.
Delivery of the shares in settlement of the vested RSUs was deferredto January 28, 2020.
Sales of shares to cover tax withholding obligation incurred upon settlement of RSUs, pursuant to a Rule 10b5-1 trading entered into by reporting person. Proceeds of sales were tendered to the issuer for payment to the applicable taxing authorities.
The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $8.13 to $8.46, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
The RSUs vest 34% on January 25, 2019 and the remaining in two equal installments on January 25, 2020 and 2021.
All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
These RSUs vest 50% on January 25, 2019 and 50% on January 25, 2020.
Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.