Filing Details
- Accession Number:
- 0001209191-20-005550
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-30 16:48:39
- Reporting Period:
- 2020-01-29
- Accepted Time:
- 2020-01-30 16:48:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1181504 | Pimco California Municipal Income Fund Iii | PZC | () | 161624050 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1764108 | Matthew Thomas Buffington | C/O Pimco 650 Newport Center Drive Newport Beach CA 92660 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Auction Rate Preferred Shares | Disposition | 2020-01-29 | 14 | $22,000.00 | 0 | No | 4 | S | Indirect | By Dryden Capital Fund, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Dryden Capital Fund, LP |
Footnotes
- Represents Auction Rate Preferred Shares held by Dryden Capital Fund, LP (the "Fund"). Dryden Capital LLC is the investment adviser of the Fund, and Dryden Capital GP, LLC is the general partner of the Fund. Mr. Buffington is the sole portfolio manager at Dryden Capital LLC and the managing member of Dryden Capital GP, LLC. Mr. Buffington disclaims any beneficial ownership of any of the Issuer's securities reported herein except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
