Filing Details
- Accession Number:
- 0001568214-20-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-30 11:15:21
- Reporting Period:
- 2020-01-28
- Accepted Time:
- 2020-01-30 11:15:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
712771 | Connectone Bancorp Inc. | CNOB | State Commercial Banks (6022) | 521273725 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1089892 | William Thompson | C/O Connectone Bancorp, Inc. 301 Slyvan Avenue Englewood Cliffs NJ 07632 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-01-28 | 3,278 | $24.41 | 76,342 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-01-28 | 3,473 | $9.11 | 79,815 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2020-01-28 | 3,473 | $0.00 | 3,473 | $9.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-03-01 | 2021-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,431 | Indirect | By Spouse |
Footnotes
- The proceeds of the sale reported on this Form 4 were used in part by Mr. Thompson to satisfy(i) the estimated personal income tax obligations and (ii) the settlement of the exercise price, with respect to the exercise of the stock options also reported herein.
- Also includes 140.5027 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
- The reporting person no longer has a reportable beneficial interest in 2,454.7311 shares owned by his adult child and included on his prior ownership reports.